The Political Vision of the Divine Comedy
by Joan Ferrante
Table of Contents | Ch.2 | Ch.6
Chapter 03, "The Corrupt Society"
THE PROPER RELATION of
individual states (cities or kingdoms) to the empire and the separate and
distinct functions of ecclesiastical and secular authority discussed in
chapters one and two provide the political framework for the Comedy. Within
that framework, each cantica presents a different but related model for human
society. Paradise is the ideal society in all its essential elements working
harmoniously; Purgatory is a society in transition, moving from
self-centeredness to concern for and commitment to others, but not yet
organized within an effective structure. Hell reveals what society is when all
its members act for themselves and against the common good. The souls here are
condemned not just for their selfish motivations but also for the effects of
their actions on others.[01] Dante's point is that as civic beings, we are
responsible not only for our actions, but also for their results. The people he
presents were all men and women of prestige and/or power, people in a position
to influence others either directly or by example, and in one way or another
they all failed. The suffering, the violence, the anarchy of Hell are a result
of their failure to act up to their responsibilities or their outright abuse of
those responsibilities. Selfishness, greed for money, power, or pleasure, is
the basis of the injustice that reigns in Hell, as charity is the basis of the
justice that operates in heaven.
Bonaventure and Aquinas name four objects of love or sin: God, ourselves, our
neighbors, and our bodies; Dante adds a fifth, our community. It is not that
the theologians are not concerned with the effects of our actions on others,
but that they are not primarily concerned with the public aspect of those
actions, with their consequences for society as an entity.[02] Dante, in
contrast, shows how all sins contribute to social disorder, not only the
overtly disruptive sins of violence, fraud, and treachery but even those that
seem most personal. Lust, gluttony, greed have sociopolitical overtones; even
heresy and suicide are presented within a political context. Barratry (graft
within the government) is placed in a lower section than simony (graft in the
church) because corruption within the state has a greater effect on society;
both are treated as aspects of fraud, that is, as social rather than religious
sins. Flattery and hypocrisy are lower than robbery and murder (except for
murder committed by treachery), not because in themselves Dante considers them
more serious sins, but because their effects on society are more insidious and
ultimately more damaging. Dante reverses Aquinas's consideration of theft and
robbery: for Aquinas, theft, which is secret, is not as bad as robbery, which
is open and violent and does more physical harm to its victim (ST, 2.2ae,
q.66). The secrecy is what makes theft worse for Dante, since it opens the way
to various kinds of injustice, like the incrimination of the innocent, and
threatens economic stability in a much graver way. For Aquinas, blasphemy is
also worse than murder or theft because it is a direct attack on God (ST,
1.2ae, q.73, a.3), but Dante places blasphemy in the seventh circle, theft far
below it in the seventh section of the eighth circle.[03]
The most serious sins for Dante are those that deny the trust on which social
and political relations are based-- fraud and treachery. Although treachery is
the worst of all because of the special relation between "perpetrator" and
victim, fraud is the one that occupies Dante's attention. He devotes thirteen
cantos (from 18 to 30) to it, more than a third of Hell, and he subdivides it
into ten different sections. It is not unusual to subdivide sins; the capital
vices are normally discussed in terms of the sins they spawn.[04] But Dante
differs in two ways from others who make the distinctions: (1) he presents the
first five sins without any real subdivisions, (2) he moves into three sins
which would normally be offshoots of others, violence, fraud, and treachery,
and subdivides them, violence into three sections (the second with two parts,
the third with three), fraud into ten (the tenth with four parts), and
treachery into four. By introducing all these complexities, he is clearly
calling attention to these sins, forcing us to shift the emphasis from the
traditional moral view of greed and pride as the worst of evils to the more
sociopolitical distinctions of violence, fraud, and treachery. The cantica
seems to draw more from legal codes than manuals on vice; several of the
punishments, particularly in the eighth circle, are based on contemporary penal
codes. The very concept of Dante's Hell peopled with sinners well known to
Dante's audience may itself be a reflection of the contemporary practice of
painting the portraits of certain criminals on the walls of public buildings.
[05]
Dante emphasizes the political message of Hell in other ways as well. One is
the identification of specific places with sins. I suggested above in chapter
one that Florence is presented as the central sinner throughout the cantica,
but that in the lower parts of Hell other cities or regions of Italy share the
stage; two classical cities, Thebes and Troy, also echo through Hell as emblems
of selfdestructiveness and pride. Rivers are often used to identify cities and
regions, suggesting the spread of corruption from one place to another,[06] and
Dante uses dialect words particularly in the Malebolge to suggest the
atmosphere of different regions. A more subtle way, perhaps, of underlining the
interdependence of men in society is Dante's placing members of the same family
in different parts of Hell (and in other cantiche for contrast). In a
malfunctioning society, sinners seem to lead even their relatives into sin: the
Navarrese barrator Dante sees in canto 22 is the son of a wastrel, the
implication being that wasting oneself or one's goods leads naturally to
abusing the government, which is an extension of the self. Michel Zanche,
another barrator, was killed by his son-inlaw, who appears among the traitors
to guests in the ninth circle, as though the deception of one's fellow citizens
by the subversion of government led to the betrayal of still closer bonds. The
bishop, Ruggieri, among the traitors, is a nephew of Cardinal Ottaviano, who is
mentioned with the heretics, implying that the lack of faith in eternity
facilitates the betrayal of faith to other men.[07]
In every way, Dante tries to show that we are responsible not only for our
own
actions, but for the effects they have on others; we are responsible not only
for our own salvation, but for the good of our fellows. Dante moves in Hell
from vices which seem to be personal and simple (although complications are
revealed in them) to more and more overtly social faults. The victims become
more numerous, from single individuals to large groups and even whole nations;
the simple impulse to sin is replaced by the more complex manipulation of that
impulse in others. We see the corrupt society built up from its basic
element--the self-indulgent individual--and when we reach the center, we
discover that the lowest sinner is not so different from the souls in the upper
circles: Ugolino's story echoes Francesca's in many ways because the love that
is dominated by lust can be as destructive to its object as hatred. For Dante,
individual morality cannot be dissociated from social responsibility because
the individual is a citizen, and to be a good individual, he must be a good
citizen. Thus, to retrace the moral journey of the pilgrim through Hell,
Purgatory, and Paradise, is to follow the journey of the citizen from a corrupt
society, through the transition from selfishness to social responsibility, to
his goal in the ideal society. The moral level of Dante's allegory is also the
political level because it is impossible to be a moral human being without
being a good citizen, and it is difficult to be either a good citizen or a
moral person in a bad society. In Hell, Dante leads his pilgrim-persona step by
step through a knowledge of what constitutes a corrupt society and a corrupt
person and shows how even a basically good individual can be affected by the
evil around him. By analyzing the structure of Hell, investigating each region
in the order in which the pilgrim goes through it, since each sin has political
implications, we can see how Dante reveals the hidden corruption that
undermines society and how he unmasks the respected public figures. By the end,
Dante's audience should understand what constitutes evil in a society as well
as in an individual and be able to see the part we play in the evil around
us.
The first point Dante makes in Hell is his own social responsibility. The
pilgrim begins outside society in the woods,[08] alone, severed from all human
connections, as Dante found himself in exile, banned under pain of death, cut
off from his family, his city, and any public function. The inner man on his
own is threatened by vice (the three animals), particularly greed (the wolf)[09]
as the outer man is endangered by the enmity of Florence and the papacy (see
chapter one). Aid comes in the form of a man who has all the public connections
and purpose Dante lacks. Virgil is a poet, a Roman who served the highest form
of political society, the empire, with his poetry. He must prepare Dante to
become like him, a Roman and a poet of the empire. He is the first character in
the Comedy to speak and he identifies himself by region, city, period,
government, and role, bringing the poem abruptly from the moral allegorical
into the real historical sphere. He was a Lombard, from Mantova, born under the
emperor who formed and spread the empire, Julius Caesar;[10] he lived under
Augustus, who established the peace in which Christ was to be born, and he sang
of the "just" Aeneas, who brought the seeds of that empire to Italy. Virgil
connects himself with the origin and high moments of the empire, and provides
all the social identifications Dante so far lacks: nationality, citizenship,
public function as poet. Virgil also prophesies the figure who will kill the
wolf and send it back to Hell, the restoration of empire and reform of church
(as Dante eventually learns, see chapter two), in which Dante's poem is to play
an important role. Virgil will show Dante the way through Hell and Purgatory,
but not to Paradise, not to the ideal society, because he was a rebel to God's
law. The language of the outlawed rebel associates Virgil with Dante, who is
historically in that position when he writes the poem, although he was not when
the poem is supposed to take place. But Dante is in rebellion only against an
unjust government of man, Virgil against the law of God: "quello imperador che
la su regna/perch'io fui ribellante a la sua legge,/non vuol che in sua citta
per me si vegna" (1.12426: "that emperor who reigns there will not allow any to
enter his city through me, because I was a rebel to his law"). Virgil
recognizes the authority of God and the rule of law with a metaphor drawn from
the highest secular authority; this statement establishes from the very
beginning of Hell that however attractive a soul in Hell may be, he or she is
in rebellion against God's law. Virgil began his speech with the Roman empire
on earth; he ends it with the empire in heaven, making a connection between the
two which Dante will carry through the poem, reinforced by the souls in
Paradise. The last to make the poem, reinforced by the souls in Paradise. The
last to make the connection is Bernard, who points out at the end of the
journey the main figures of "this most just and pious empire" (Pr. 32.117:
"questo imperio giustissimo e pio"), recalling in his adjectives the hero of
Virgil's poem.
It is because Virgil is a poet and Dante is a poet that heaven sent Virgil to
guide Dante; his "parola ornata" will move Dante as Dante's must move his
audience. What Dante does not recognize when he hesitates ("I am not Aeneas, I
am not Paul," Hell 2.32), is that as the poet of the Christian empire, he has
the same mission as Aeneas and Paul, as the state and the church. The allusions
to their journeys establish certain important points. Aeneas is described in
the first canto as the son of Anchises who came from Troy (1.74); in the
second, he is the father of Silvio, Aeneas's son by Lavinia, the first Trojan
born in Italy of an Italian race. God, the "enemy of all evil" (2.16)--God is
always the enemy in Hell, as the emperor is in corrupt societies on
earth--grants Aeneas the journey to the otherworld because of the "high effect"
that is to proceed from him. He was chosen by heaven to be the father of Rome
and of its empire (2.20-21), which was established as the seat of the papacy,
"the holy place where the successor of the greatest Peter sits" (2.22-24). The
empire had to prepare the way for the church. Long after Aeneas, Paul, also
chosen by heaven, the "vas d'elezione," made his journey to the otherworld, but
his mission was spiritual. What Aeneas learned in Hell was the cause of his
victory and also of the papal mantle (2.2627); what Paul learned in heaven
supported the faith that leads to salvation (2.29-30). The temporal institution
of the church depends not on Paul but on Aeneas's heirs, which is why Dante
takes fifteen lines to describe the reasons for Aeneas's journey and only three
for Paul's. It is perhaps a coincidence, but the sort that would have assured
Dante of the correctness of his position, that there is an Aeneas in the same
chapter of the Acts of the Apostles in which Paul's conversion is described and
in which Paul is called the "vas electionis" (Acts 9:15). This Aeneas is a man
who has lain in bed with palsy for eight years, but Peter cures him saying,
"Aeneas, the lord Jesus Christ healeth thee; arise, and make thy bed" (9:34).
Can Dante have failed to understand this as meaning that the Christian faith
restored the empire? Dante's mission, like Paul's, will be to spread the truth,
to reform and restore both empire and church.
The first lesson Dante learns towards this mission after he enters Hell is
the
importance of making a commitment, the first step in social action; the
neutrals, men and angels who never took sides, never made a public commitment.[11]
Their failure is viltade (3.60), a baseness of spirit like Dante's hesitation
(2.45), which is not humility, but a denial of God's gifts, a lack of courage
to accept one's responsibilities. The neutrals lived for themselves alone,
refusing to choose either good or evil and are therefore scorned by both heaven
and hell, by mercy and justice (3.50) because they have done nothing to merit
either. Cut off from all recognized human and divine laws, they are men without
a country; the world has forgotten them (3.49), heaven and hell will not
receive them. It is worse in Dante's view to take no part at all in civic life
than to take the wrong part. Among them, Dante recognizes "the one who made the
great refusal" (3.59-60: "colui/che fece per viltade il gran rifiuto"). Most
early commentators take this to be Celestine V, whose abdication left the
papacy to Boniface Vlll, one of the major villains of the Comedy.[12] It is
quite possible that Dante does not name the figure because for him all those
who refuse to act when called upon deny their own identities; the point is not
just what you fail to do, but what you open the way to by your denial of
responsibility.
There is one group of souls in Hell who chose good action, the inhabitants of
Limbo, but they too failed in one crucial respect. They did not acknowledge the
existence of God and therefore their action was not directed to his purpose.
The moral life alone is not sufficient, it must serve the creation of the
perfect society according to the divine plan. In every other respect, the three
groups of virtuous pagans Dante sees together constitute an almost ideal
society: the poets, who taught others the highest values and who accept Dante
as one of them; the great spirits, who sacrificed themselves for country or
principle; and the philosophers, who sought the truth. The last include moral
and theological writers, scientists, and commentators; together they represent
all aspects of human knowledge, but that is not sufficient to save them or to
enable them to succeed. In the sun, Dante will see, side by side, philosophers
who took opposing views now completing the figure of perfection, the circle,
because they were all motivated by faith. The society of Limbo is peaceful, the
only harmonious community in Hell, but it lacks joy because it lacks the
deepest motivation for the good society, the salvation of its citizens. Of the
four roles Dante recognizes in civil life (see Pr. 8.12426), craftsmen (and
intellectuals), lawgivers (and statesmen), warriors, and priests, Limbo lacks
the priests.
Beyond Limbo, Dante sees souls who felt no responsibility outside themselves;
the next three sections of Hell are devoted to different kinds of selfish
action: lust, gluttony, greed. But Dante makes it clear that the self is not
the only victim. The circle of lust is filled with figures of great social
responsibility, queens and princes, who chose indulgence of their passions over
duty to their peoples. The queens are given a lot of attention by the early
commentators, particularly Benvenuto da Imola, who details their great deeds as
rulers as well as their vices (1.194 ff.). Semiramis twists the laws in order
to cover her own guilt: "libito fe licito in sua legge" (5.56: "she made her
libido licit in her law"), as if by changing a word she could obliterate
morality, an attitude that is particularly disturbing in a guardian of the law.
The next three queens were not only self-indulgent but also obstacles in one
way or another to the Roman empire: Dido, who killed herself for love, leaving
her land and people unprotected, also held Aeneas back temporarily from founding his dynasty in Italy; Cleopatra, also a suicide, had affairs with Caesar and Marc Antony which complicated the course of empire in her time; and Helen's affair with Paris caused the destruction of Troy, the old Rome. The only men named are Achilles, Paris, and Tristan, all princes: Achilles died ignominiously fighting over love, Paris and Tristan both stole the wives of kings, one of his host, the other of his uncle, and their affairs led to serious trouble for their countries. The violence such love engenders, spreading the effects of self-indulgence well beyond the immediate actors, is part of the responsibility they must now bear for their sin, which in life interfered with their fulfilling their assigned obligations as leaders of their people.[13]
The next stage of self-indulgence is to satisfy the body without even the excuse of a nobler impulse, simply to feed it as an animal does. Gluttony is so completely centered on the physical senses that it becomes virtually impossible for the gluttonous individual to give of himself, even with words, to others. This self-indulgence leads to a self-absorption that necessarily interferes with social exchange. The gluttons lose the power to act or to communicate with others. Dante finds it very difficult to get anything out of them; he has to keep coaxing "tell me, tell me": "Ma dimmi chi tu sei," 6.46, "ma dimmi, se tu sai," 6.60, "e dimmi la cagione," 6.62, "dimmi ove sono," 6.82, "ancor vo' che mi'nsegni/e che di piu parlar mi facci dono" (6.7778: "I still want you to instruct me and make me a gift of more speech"). But always the soul stops before Dante is satisfied: "e piu non fe parola," 6.57, "qui puose fine," 6.76; and finally the soul declares "piu non ti dico e piu non ti rispondo" (6.90: "I tell you no more and I answer you no more"), and falls back with the others.
For a city as for a man, overfeeding is self-destructive; more wealth and power than it can handle will first disrupt its natural processes and then destroy it. Florence, which is the subject of Dante's conversation with the glutton, and the way the soul first identifies himself, suffers from political gluttony, which is both greed and envy: "la tua citta, ch'e piena/d'invidia si che gia trabocca il sacco" (6.49-50: "your city, which is so full of envy that its sack overflows"), an image echoed in Purgatory, 20.7375, where Florence's paunch, presumably overstuffed, is burst by the lance of Charles.[14] Even its best men are flawed: all the Florentines Dante asks about, "who were so worthy," are lower down in Hell, and only two just men are left in the city, an allusion to Gen. 18:23 ff. where Abraham attempts to save Sodom on the basis of the just men in it and cannot find even ten.[15] As in Ezek. 14:14, the sins of the world
are such that even the best men, Noah, Daniel, and Job, could only save themselves. The implication is that a modicum of virtue can stem the corruption of society, but the corruption of Florence is so great that its good men cannot save it.
Greed and gluttony are aspects of the same impulse, the amassing of more
material than can be used. Like food, material wealth was intended by God to
serve men's needs, but misuse of wealth is potentially harmful to one's
fellows. What the miser hoards cannot serve others' needs. Fortune, which Dante
the pilgrim sees as a monster holding the goods of the world in its "claws"
(7.69), is in fact a minister of God, ordained to supervise the transmission of
worldly goods and power from one people to another as well as from one family
to another (7.73 ff.). In other words, the distribution of worldly goods and
power seems random to man because he cannot understand it and wrongly blames
fortune (7.9193), but it follows a divine plan, whereas the action of misers
and prodigals on earth and in Hell, in their continuous semicircles, seems
ordered, but is really futile or worse, because it runs counter to providence.[16]
Thus greed, on the personal or public level, is a serious social sin for Dante
because it interferes with the proper functioning of government and of
providence. It is not accidental that the group Dante concentrates on in this
section is identified by their tonsures; they are all churchmen, whose function
was to give, not to possess, and to teach others the vanity of earthly goods.[17]
They substituted the things of this earth for heaven in their own desires, a
particularly serious sin in a cleric, who is supposed to reject temporal goods,
but a common one, as Benvenuto notes (1.255-56) and as Dante stresses
throughout the Comedy.
Dante follows a logical progression in sinful impulses from the indulgence of
natural physical desires for sex and food to the indulgence of desires for less
natural, but still necessary, goods like wealth, which is essential to social
existence. The more the sins are centered on the self, the more hostile they
render the individual to others. The glutton is only noncommunicative, the
miser is aggressive. The rage that begins to surface in the circle of greed in
the accusing shouts of the souls, but without a specific object, erupts in the
next three circles against very specific objects, other people, the self, and
God. It bursts out like the stream that has boiled underground but pours forth
into the Styx (7.100-08). As we learn later, all the rivers of Hell are
connected, just as tendencies to sin are connected, so the Styx must flow
underground from the Acheron; in other words, wrath is latent in all the sins
of self-indulgence, but after greed it comes to the surface and finds its
object in another being. In the upper circles, the sins and sinners are wrapped
up in themselves; from wrath down, there is much more interaction between the
souls and between them and Dante. Filippo Argenti, who was a political enemy of
Dante's, a Black and a member of the family which received Dante's confiscated
goods after his exile, attacks Dante as he approaches the city, eliciting a
fierce reaction from the pilgrim with Virgil's approval.[18] What Dante
exhibits, in contrast to the soul's unprovoked hostility, is righteous indignation, a mean between the
extremes of wrath and sloth, both of which are socially harmful: wrath strikes
out wildly in any direction, sloth rejects action and turns inward, while
proper anger, when guided by reason (Virgil), upholds the cause of good against
its enemies.[19] Filippo's wrath is a threat to his society; Dante's is
essential to its proper functioning. Dante consciously aligns himself with
divine justice and against the attacking soul, making it clear, as he has not
before, that he is an alien in Hell.
This change in Dante's attitude heralds a change in the entire presentation.
The scene is dramatic, with a much larger cast of active characters than has
been seen heretofore, and the atmosphere is much more overtly civic. Beginning
with the exchange of signals between towers, which suggests a hostile setting,
the approach of an alien, perhaps an enemy, as Benvenuto notes (1.275-76), we
are aware of entering a more structured, more complicated organization than
Dante has encountered before, indeed a city. In the earlier circles, there were
guards who objected ineffectually to his presence. Now there is sophisticated
communication among beings he cannot see. He is about to enter the inner city
of Hell, the city of Dis, "wealth," in which greed dominates, with its gravi
cittadin-- the serious citizens of Hell--its "army" of devils, and its mosques,
a city of infidels whose citizens work to deceive and exploit each other. Dante
and Virgil enter this city as hostile aliens, although Virgil is himself an
inhabitant of Hell, a fellow countryman from a different region, so to speak;
for Dante, the experience is one he lived in his own life, an alien everywhere
but in Florence, where he was an unwanted outlaw. If the devils who guard the
city gates represent corrupt churchmen, as suggested in chapter two, it is
clear why Dante sees them as dangerous enemies; in any case, fallen angels are
rebels who try to close the city to representatives of the true emperor, God,
just as Florence, with the church's support, closed its gates to Henry and to
Dante. Dante perhaps will be the divine messenger who with a seemingly small
weapon, his poem, like the angel's wand, will open them again. The action of
the fallen angels is, of course futile; they cannot shut this gate against the
divine will. Their whole rebellion won them only the loss of heaven, not even
the control of their own domain, which, like the Italian cities that defy the
emperor, is filled with chaos and self-destructive violence. The angel who
brings divine help asks the devils why they bother to resist a will that cannot
be thwarted, an action which can only increase their pains, 9.94-96. That is an
important question for Dante and the reader to ponder before entering the lower
circles where the sins are a conscious and continuous affirmation of evil and
rejection of God, but it is also a reminder to Florence that, however
successful it may be at thwarting the emperor temporarily, the divine will must
ultimately prevail on earth as in Hell.[20]
The city of Dis is the core of the corrupt society. Inside it, Dante
concentrates on four large categories of sin, those which are the most socially
destructive: (1) heresy, the limited or distorted truth, which prevents
acceptance of the larger truth and kills the soul, is the equivalent of
factionalism in politics, the narrow view that destroys the body politic; (2)
violence, the flouting of the most basic natural laws which rule men in their
relations with others, with themselves, and with God; (3) fraud, the willful
deception of others in order to exploit them; and (4) betrayal, the willful and
harmful deception of those to whom one owes a special kind of loyalty.
Heresy was intimately associated with politics for Dante's audience:
Frederick
II had condemned and executed heretics as traitors to the state; an inquisitor
in Florence condemned Farinata and his wife as heretics posthumously in 1283
because of the fierce hatred inspired by Farinata's part in the defeat at
Montaperti; and Pope John XXII instigated trials for heresy against his
political enemies, like Matteo and Galeazzo Visconti, Can Grande, and Federico
da Montefeltro.[21] In Hell, Dante uses the charge of heresy not as a
political weapon, but as a symbol of political factionalism. The souls he
concentrates on are Epicureans, a sect which indulges the body and denies the
immortality of the soul;[22] politically, these souls deny the larger reality of
empire or even city in order to indulge the smallest segment, their party. Each
heretical sect has its own quarter in Dante's Hell, emphasizing the narrowness
and factionalism, the refusal to see beyond one's own obsession, whether in
religion or in politics, and the heretics are condemned not just in themselves,
but in their followers, for whom they are responsible. They are buried along
with those they misled, a point that is carefully made twice (9.128 and 10.14)
and emphasized by the word which first identifies them, eresiarche (9.127),
meaning leaders of sects or groups of heretics.
There is a suggestion that Dante is himself vulnerable to this kind of
factionalism, both in the fear he feels when Farinata addresses him and in the
accusation implicit in Farinata's words, "La tua loquela ... ," (10.25), which
echo the words spoken to Peter before he denies his connection with Christ
(Matt. 26:73). Dante will, in fact, be led to deny his true loyalties to the
imperial side in response to Farinata's attack. Farinata feels a deep loyalty
to Florence, "quella nobil patria," so strong still that it elicits a rare (for
Hell) statement of regret: "to which I was perhaps too hostile" (10.27: "a la
qual forse ful troppo molesto"), a reference to his part in the battle at
Montaperti, where the exiled Florentine Ghibellines fought with Siena against
Florence. That love for Florence was strong enough while he was alive to make
him oppose a-lone the destruction of Florence, (10.91-93: "fu'io solo . . .
colui che la difesi a viso aperto"), but it is not strong enough to overcome
his loyalty to party, and it leads him into an exchange with Dante, his
countryman, that is painful to both of them. Benvenuto comments that the
Florentines are worse partisans than any other people in Italy (1.346:
"Florentini sunt magis partifices quam alius populus Italiae"). Ironically,
Farinata's attack on Dante's family forces Dante to identify with the Guelphs
as a party, which in Farinata's time was the church party, although Dante is in
fact a White Guelph and therefore, like Farinata, of the imperial party. As in
most factional disputes, they hurt each other to no purpose: Dante tells
Farinata that the Ghibellines never returned to Florence, and Farinata counters
with a prophecy of Dante's exile. And both of them, in their zeal to attack
each other, ignore the feeling of their fellow Florentine. Farinata's neighbor
in the next tomb, Cavalcanti, is closely connected with him not only by the sin
they share and their native city, but also by the marriage of their children, a
union arranged to end enmity between the two factions; yet each is so wrapped
up in his own obsession that he is completely impervious to the other's. And
Dante, the third Florentine, bound to both, to Farinata by love of Florence and
the imperial cause, to Cavalcanti as the father of Dante's close friend and
fellow poet, Guido,[23] is so preoccupied with his own concerns that he manages to
wound both of them, one with political taunts, the other with a comment about
his son.[24] He strikes them in two loyalties, to party and to family, which can
most obstruct the higher loyalty to country. Cavalcanti, a member of an
important commercial family, may also represent the class that put its
financial interest ahead of the needs of the city or the country, another
aspect of factionalism quite prevalent in Dante's world (see below, chapter
six).
Dante suggests the responsibility of church and empire to save mankind from
the effects of factionalism by mentioning only two others among the more than a
thousand souls who lie with Farinata and Cavalcanti: the emperor Frederick 11,
and "the Cardinal." Both were eminent leaders, men with great social
responsibility to others and spiritual responsibility to God, whose vicars they
were, but both denied the existence of God or eternity and pursued their
personal ambitions to the detriment of their larger obligations. The cardinal,
Ottaviano, is reputed to have said, "My soul, if it exists, l have lost for the
Ghilbellines"; the emperor is supposed to have made a similar remark: "If I had
one foot in Paradise, l would withdraw it to take revenge on Viterbo."[25]
Frederick also engaged in discussions on points of faith and in experiments to
test the life of the soul after death, and he persecuted heretics as threats to
imperial power, so there is a certain poetic justice to his location in Hell.
[26] The only other heretic Dante mentions is a pope whose tomb' he sees in a
different section of heresy. The pope is Anastasius, who was thought not to
have believed in the divine nature of Christ; in fact, medieval tradition
confused the pope with an emperor of the same name who was actually the
heretic, but it is important for Dante's view to balance the emperor Frederick
with a pope.[27] It is bad enough for the emperor, God's regent, to reject God,
but it is shocking when the highest placed guardian of the faith falls into
heresy instead of guarding others from it.
Dante focuses our attention on the special nature of the other sins inside
Dis
by breaking his narrative pattern before he leaves the circle of heresy and
devoting the better part of a canto (11) to a discussion of the sins of the
last three circles of Hell. Pietro comments that this canto is in some ways
like a gloss of the whole cantica: "hoc capitulum . .. quodammodo est glosa
totius hujus libri Inferni" (136). This is an unusual pause in the poem, the
only purely didactic, nondramatic canto in Hell. It is made partly because the
lower sins are complicated by subdivisions, and Dante the pilgrim, like the
reader, must be prepared in order to understand them properly; but also because
Dante the author is about to make a break with traditional presentations of
sin, and he is calling attention to that. The sins he presented outside the
walls of Dis are among the standard capital vices: lust, gluttony, greed,
wrath, which in Dante's Hell also have political overtones. Heresy, which is
inside, is treated more as a political than as a theological problem. The
remaining sins are presented, with some reference to Aristotelian categories,
essentially as sins against society, sins against others within a social
context: violence, fraud, treachery. Pietro remarks, apropos of violence, that
if man were a solitary animal, the double order of reason and divine law would
suffice, but since he is a political and social animal, as Aristotle says in
the Politics, there must be a third order by which men are ordered to other
men, hence violence is divided into three sections (140).
The Aristotelian distinction serves mainly to divide the lower sins of malice
from those of incontinence, which are outside the city of Dis. Whether the
third disposition, "mad bestiality," is meant to be equated with a specific
circle, violence or treachery, has been much argued. Aristotle opposed it to
superhuman virtue, which is found only in heroic and divine natures, and says
it is rarely found among men. Aquinas, in his commentary on the Ethics, makes
the same point (7.1.1,2961,303); he notes that men can be bestial in three
ways, like barbarians who operate without rational laws, like those who lack
certain human faculties, or with great increase in malice, which is rare.
Bestial malice, he says, is worse than human malice or incontinence if men
become like animals; men can progress beyond the limits of human life in taking
on the desires of beasts. Modern commentators take one of two positions on
bestiality in the Comedy: they either equate it with one section or they see it
as part of other sins.[28] Dante's earliest commentators made no attempt to fix
bestiality in one circle: Pietro points out how rare it is and specifically
says that Dante does not distinguish a place for it, unless it is the Minotaur
(138); he and Benvenuto both define it as something that goes beyond human
limits (Pietro, 139, Benvenuto, 1.374). Benvenuto also notes how rare it is
among men; he connects it with madmen who cut open the wombs of pregnant women
to eat the embryos and barbarians who eat human flesh and live without rule in
the open (cf. the Ottimo, 1.207). In short, they equate bestiality with the
absence of civilization; since it is men's nature to form a political society,
if they do not do so, they are no more than animals. Inasmuch as they indulge
their lower impulses without the control of reason, they are bestial and
antisocial. But the only "pure" bestiality in Hell is to be seen in the
superhuman inhabitants, Satan and the giants, who began as more than human and
have been reduced to something far lower.
What is most significant in canto 11 is the discussion of the three lower
sins
and their various subdivisions, which emphasize the social nature of the sins,
particularly in their focus on the victim. In violence and treachery, the
divisions are made according to the nature of the victim or his relation to the
sinner; in fraud, the sinner manipulates his victim to involve him in the sin
which in turn has other, often numerous, victims. Malice, the willful harm to
others either by force or fraud (11.22-24), is the essence of all these sins.
But fraud, for Dante, is worse than force because it is an evil peculiar to man
(11.25: "frode e de l'uom proprio male"); animals cannot conceive it, since
they communicate by instinctive action; angels cannot practice it, since they
communicate by direct intuition. Only men can deceive each other. Fraud is the
quintessential social sin because it plays on the natural bond of love that
should
unite all men with their fellows. It can be practiced indiscriminately on any
available victim or, and far worse, on those to whom one is bound by special
trust, and then it is treachery, the worst sin of all. But in either case, the
effects of the act have wide-reaching repercussions. The three sins discussed
in this canto, which fill the lowest circles of Hell and command fully two
thirds of the cantica, are the sins most harmful to society and, Dante declares
by his placement of them, most displeasing to God, because they disrupt the
order he instituted for man's life on earth.
All three sins involve a perversion of the reasoning process, a conscious
decision to harm others in order to satisfy personal desires. This is why in
order to move through the lower circles Dante must give himself consciously
into the power of the monster who symbolizes it: in violence, he rides through
the river of blood on the Centaur's back;[29] in fraud, he flies on Gerione's
back; in treachery, he is lifted and lowered by the giant Antaeus. Violence is
a combination of "blind greed" and "mad wrath" (12.49), wrath towards people,
greed towards their possessions. The circle of violence is divided into three
sections according to the object of the violent act--others, the self, or God.
It is further divided within those sections into the person of the victim or
his goods, the objects respectively of wrath and greed. Possessions, as we know
from Virgil's lesson about Fortune, play their part in the divine order as well
as in the political structure, where due sense of ownership is essential to
social stability. Therefore, violence against others includes tyranny, which
involves both persons and goods, murder and assault or robbery, extortion, and
plunder; violence against the self is suicide or wasting of goods; violence
against God is either direct in blasphemy, or indirect against his creation
through sodomy or usury, one a perversion of the sexual act, which impedes the
providential course of procreation, the other the abuse of the proper function
of money, which interferes with the providential distribution of wealth.[30]
Those who commit violence against others are grouped according to the nature
and scope of their actions and stand more or less submerged in blood. The most
deeply submerged, the guiltiest, are the tyrants, whose violence was felt by
whole peoples. They perverted the governor's function as God's vicar the one
destined to maintain order in society, and created chaos instead. As the Ottimo
comments, tyrants ruin the political regime by putting their own interests
before the public good (1.213; cf. Jacopo, 1.234: "the tyrant's intent is
completely and solely on his own good, which by its perversity is bad for all
others"). Among the tyrants are several who were known as the scourges of their
people or their time, a reminder to Dante's audience that their own sins bring
on their suffering: Attila, "che fu flagello in terra" (12.134); Ezzelino da
Romano, son-in-law of Frederick II and a cruel tyrant, according to Villani,
who destroyed towns, blinded citizens, confiscated their possessions, killed
and tortured, in short was "a great scourge of his time . . . to punish the sin
of their ingratitude" (6.73: "fue uno grande flagello al suo tempo nella Marca
Trivigiana e in Lombardia per punire il peccato della loro ingratitudine'').[31]
Ezzelino's own sister, Cunizza, calls him a "firebrand who made a great assault
on the countryside" (Pr 9.29-30: "facella/che fece a la contrada un grande
assalto") The next group, in blood up to their throats, are the murderers, of
whom only one is pointed out, whose deed, though committed for personal
reasons, had international repercussions because it involved figures at the
highest level of government: Guy of Montfort murdered his cousin, Prince Henry
of Cornwall, in a church at Viterbo in 1271. The murder was committed to avenge
his father, Simon, in the presence of his king, Charles of Sicily, whose vicar
he was, thereby showing in the one act contempt for his earthly lord as well as
for God. The result of this murder was that Henry's brother, Edward, later king
of England, was never a friend to King Charles or his people, according to
Villani (Istorie Fiorentine, 7.39). The other souls in this section are
despoilers and plunderers; one, Rinier da Corneto, was reputed to have held all
the Maremma in fear, acting like a tyrant without a political office.[32] The
implication, particularly since this is a circle and Dante has been moving
round it back towards the tyrants, is that tyrants and plunderers are much the
same. Frederick II, considered by many to be a tyrant, cannot appear in this
circle since he was placed among the heretics, but he is very much present
through the various people who are connected with him, Ezzelino, Rinier, and in
the next section, Pier della Vigna.
The second section of violence contains suicides, a sin that would appear to
be the most personal of all, and indeed Dante classes it under violence against
the self, although Aristotle considered it a crime against the city.
Nonetheless, by his choice of suicides, Pier della Vigna and the anonymous
Florentine, Dante makes political statements about both the empire and
Florence. Pier, the central figure in the section, is a public man in two ways,
a high and influential official at the imperial court of Frederick II, whose
functions were diplomatic and legal, and a poet and rhetorician, whose
epistolary collections were used as models.[33] Although Pier presents himself
as an innocent victim, he reveals that he in fact abused his office; so,
whether or not he was guilty of the crime he was accused of, he is not
undeserving of his fate.[34] Pier may blame others for turning the emperor
against him, but he cannot altogether excuse his own actions, and he is
completely responsible for his death by his own admission. He had, he boasts to
Dante, held the keys of Frederick's heart, from which he excluded almost
everyone else, although an emperor should be open to all his people; naturally
this aroused the envy of others and they turned against him, eventually turning
the emperor against him as well.[35] Like Farinata, who clings to his loyalty to
Florence remembering how he had saved it but forgetting his contribution to her
troubles, Pier insists on his loyalty to the emperor ("gia mai non ruppi
fede/al mio segnor," 13.74-5), but fails to see how much harm he did the state
by his distorted view of service. What Pier did was turn a public office into a
private domain, and the result was that he became the private victim of the
public reaction. But he also abused his office by fostering the emperor's pride
and arrogance through his extravagant eulogies, which drew on biblical as well
as pagan imperial sources, whereas a courtier and advisor, not to say a poet,
is supposed to curb the evil tendencies in the ruler and guide him away from
them. He became the victim of the tendencies he had failed to correct.[36] At
the same time, though heavy responsibility rests with Pier, the story also
reflects badly on the emperor, who first gave excessive power to him and then
exacted excessive punishment from him, both serious failings in a ruler. The
possibility that the name "Peter of the Vineyard" and the imagery of the keys
are meant to suggest that Peter is also an allegory for the pope, using the
keys to impede the proper functioning of empire, was discussed in chapter two.
What is here imputed to Pier as a public official can also be imputed to the
church in its relations with the empire.
The other suicide Dante sees, identified only as a Florentine and seeming to
stand for the city in its selfdestructiveness (see chapter one), also presents
himself as a victim. When the hunted wastrel, fleeing from dogs (veltri, like
the instrument of divine justice promised in canto 1), takes shelter beneath
the suicide bush, the bush is caught in the dogs' attack. "What did I ever do
to you?" he asks (literally, "what responsibility do I have for your evil
life?" 13.135), as if he could dissociate himself completely from the guilt and
suffering of his fellows. That is, the city that destroys itself, its people
and its goods, by its greed, ambition, and violence, attempts to stand aloof
from the guilt and suffering of its people and its fellows who look to it for
protection. Through both suicides, Pier della Vigna and the anonymous
Florentine, Dante raises questions about man's responsibility for his fellows:
Pier, as a courtier or as a symbol of the church, takes on more imperial
responsibility than he should and therefore fails to fulfill his proper
function as a public servant and interferes with the emperor's doing so; the
Florentine refuses to take any responsibility for another, revealing a total
rejection of social identity, as an individual with his city, as a city with
its nation under the empire.
The self-destructiveness of the city is reflected in the allusion Dante makes
to Attila, the Scourge of God, burning it down centuries before (13.149).
Benvenuto's comment on this passage adds a significant detail about the event:
that Attila was taken into Florence because he promised to destroy Florence's
enemy, Pistoia, but once inside destroyed Florence instead (1.463-64). Thus
Florence was destroyed by her vindictive pride. Villani, in Istorie Fiorentine,
takes a similar position, that the city continues to make the same mistakes and
God continues to send warnings that go unheeded. He describes fires and other
disasters in Florence which he attributes to divine judgment for the city's
sins: in 1177, a great fire was sent to punish the city's pride over the recent
defeats of its enemies (5.7); in 1260, the city was defeated and nearly
destroyed despite its strength as divine punishment for its sins (6.80).
The remaining sinners in the seventh circle commit their violence against
God,
but they too are carefully set within a social context: blasphemers are
represented by a king, sodomites by teachers and statesmen, usurers by members
of important families and commercial operations. Blasphemers abuse the gift of
speech, the expression of the highest human faculty, reason, and the basic
instrument of social communication, by using it to attack or defy God. By
challenging the highest authority directly, they become the ultimate human
anarchists, the equivalent of the rebel angels. When a king, Capaneus,
challenges the only authority above him, he undermines the basis of his own.
Capaneus compares himself to the giants who rebelled against the gods (and were
defeated), but the reader is reminded of the futile defiance of the fallen
angels outside the walls of Dis; they all began as creatures of greater
strength than Capaneus, but were defeated by the divine power they challenged.
Dante condemns any disruption of the providentially ordered chain of authority,
even from a king, but he also reminds us that arrogance in a ruler has
repercussions on his subjects: the story of Capaneus recalls the devastating
war against Thebes, and allusions to the armies that suffered in the burning
deserts of India and Libya remind us of Alexander's insatiable lust for
conquest (14.31 If.). The figure who brings together everything Dante is saying
about blasphemy and defiance of the providential order is the statue described
at the end of the canto, the "Veglio di Creta," which represents the moral
history of mankind. The statue suggests classical and biblical traditions, the
four ages of man (as in Ovid, Metamorphoses, 1.89 ff.) with the implication of
continuing moral degeneration and corruption, and the four kingdoms of
Nebuchadnezzar's dream (Dan. 2:31-44), which represent the transfer of power
from one nation to another through human history. The statue faces west,
following the movement of empire, with its face mirrored in Rome (14.105),
which in God's plan is the climax of human destiny.[37] It stands on two feet,
the empire and the church (cf. Benvenuto, 1.491), both intended by divine plan
to have their seat in Rome (cf. Hell 2.20-24), but though one foot is iron, the
other is only clay and the statue is now leaning too heavily on the more
vulnerable one; the implication is that the church now has more power in the
world than the empire, but cannot sustain it.[38] The statue is cracked in all
its members, except the gold head, and tears flow from the cracks forming the
rivers of Hell, the suffering of mankind; that is, man's defects create his
hell. Whether it is national or individual, moral corruption is harmful to all:
the polis is contaminated by the acts of a single person, individuals are
touched by the acts of the polis. All men suffer potentially for any man's
sins.[39]
The section on sodomy (by which Dante means homosexuality), which follows the
description of the statue, offers a striking illustration of the contamination
of public life by the private sins of public figures. That Dante is concerned
primarily with civic life in this section is clear not only from the focus on
Florence and its vices in his conversations with the souls, but even more from
the fact that he groups the souls in this section by their public functions,
their professions, and that every major sphere of civic life is represented:
politics, law, the church, letters, and commerce. These are all men
professionally committed to maintaining order in their own spheres. Richard Kay
has amassed a stunning amount of evidence to show that all the men named in
canto 15 were guilty of professional perversion.[40] It is Dante's technique to
begin with the
sin named and move into larger implications, such as the "professional
perversion" Kay so amply illustrates. The same perverted thinking that allows
the indulgence of one's sexual appetites permits the abuse of one's
professional position. Priscian wrote a textbook for his fellow grammarians in
which he glorified his own craft, whereas Donatus, whom Dante puts in Paradise,
wrote a simple textbook for the use of students.[41] Francesco d'Accorso, the
son of the man who did the Glossa Ordinaria to the Corpus iuris civilis, used
his father's work and name, taking credit for the work as if it were his own,
and also supported the king of England and the pope against the empire; since
Roman law is the empire's responsibility, he, by his allegiance to its enemies,
abused and misrepresented the law he taught. Bishop Andrea dei Mozzi came from
a great banking family that had gone from Ghibelline to Guelph and financed the
papacy against the emperor Frederick. Andrea himself tried to tax the clergy to
pay for his own promotion, used excommunication as a personal weapon, and
preached poorly besides; he was transferred by Boniface to oblige Andrea's
family when the feud between him and his bishop got out of hand.[42] Brunetto
taught civic humanism and public service through rhetoric, but upheld the
independence of Florence from the empire; he was assumed to have drafted the
letter Florence sent in 1281 to Rudolph of Hapsburg asserting her traditional
independence; thus he must be associated with the Florence he condemns
(15.73-78), because he too was disloyal to its "pure" Roman heritage. And
finally, the three Guelph leaders in the next canto opposed the cause of
empire, glorying in the power they had as partisans, which they would not have
had as nobles within an imperial city.
Brunetto is the dominant figure in this section because he was a particularly
respected personage and because, like Pier della Vigna (and Dante), he was not
only a public official, but also a master of rhetoric, hence he had a two-fold
responsibility to guide others. Brunetto indeed preached the highest principles
of public life, that it was the responsibility of the virtuous orator to teach
and civilize his fellows, that virtuous deeds, not noble birth, honor a man,
that the more exalted the sinner, the more sordid his vice.[43] But as Pier
della Vigna did with the emperor, Brunetto supported his city in its mistakes
and aggressions instead of correcting it: despite his attachment to the Roman
heritage, "the holy seed of those Romans" (15.76-77: "la sementa santa di quei
Roman"), he furthered the cause of the Guelph anti-imperial Republic, he was
the official notary for the government of Charles of Anjou, and the chosen
public orator to urge war against Arezzo. Villani calls him a great philosopher
and supreme teacher of rhetoric, praises his books, and notes that he began the
refinement of Florence, guided it to speak well and to judge and rule the
republic according to the science of politics, but he also calls him a "mondano
uomo," a worldly man, in contrast to his virtues (Istorie Fiorentine, 8.10).
Even in Hell, Brunetto seems more concerned with the circulation of his book
and with Dante's literary career than with either's salvation.[44] Benvenuto
makes an interesting judgment on Brunetto's vanity; he says that he was a man
of great intelligence and eloquence, but that he had a high opinion of himself,
and when he made a small error in his writing, instead of correcting it, as he
might easily have done, he preferred to accuse and blame others lest he appear
ignorant, for which Benvenuto claims he was exiled from Florence and condemned
to burn. He avoided that fate in his life, the commentator notes, but not in
his afterlife (1.502-03).
If there is something superficial about Dante's conversations with Brunetto,
it is even more evident in his exchange with the three Florentines. Naked
themselves, they recognize Dante as a Florentine not by his words but by his
dress,[45] and what concerns them in Florence is the state of cortesia and valor
(16.67), good manners and worth or prestige. If valor is meant to have a moral
overtone here, it is ironic that those who should have led by good example are
concerned with such behavior now. They show good manners in their speech to
Dante, wishing him long life and fame afterwards, like Brunetto, but their
naked bodies, moving nervously like wrestlers in a circle, undercut the dignity
their names would otherwise evoke, as did Brunetto's sudden sprint like a
winning racer at the end of the previous canto. Dante unmasked Brunetto slowly
in his conversation before he destroyed Brunetto's dignity with the image of
the naked racer, but he makes us aware of the sordidness of the other three
from the beginning by his description of their grotesque movements while they
speak so graciously; the contortions of the bodies betray the lack of control
which the voices conceal. In all, Dante presents in these two cantos a chilling
picture of the hypocrisy and self-indulgence of Florentine public life. If men
such as these are given to such behavior, it is no surprise that the city is
troubled. The violent impulse that lies so close to the highly cultivated
surface in these men is echoed in the natural allusion with which Dante ends
the section, the river that roars down the Alps with strength for a thousand
waterfalls, an image of nature uncontrolled, potentially dangerous, in sharp
contrast to the dikes mentioned at the beginning (15.4 ff.), which represent
man's attempts to control the harmful forces of nature within civilized life.
All the souls Dante groups among the violent against God abuse divine gifts,
which were ordained for the good of men in society. Blasphemers abuse the gift
of language, using it to attack the creator rather than to praise him and
communicate with men; sodomites abuse sex, using it to indulge sterile desires
instead of continuing the human race; the last group, usurers, abuse the gift
of art, which follows nature, as Virgil explained in canto 11 (lines 97 If.)..
Because the usurer does not labor as Genesis bids, he scorns both nature and
art, a greater crime against the providential order than the miser's, who only
attempts to interfere with Fortune (cf. canto 7). Thomas Aquinas points out
that usury is especially contrary to nature because, according to nature, money
should increase only from natural things, not from money; he describes the
making of money from money as a kind of birth, "quidam partus," to emphasize
the distortion of the natural function.[46] Following Aristotle, Thomas also
associates usurers with tyrants, among those who make sordid gain at public
cost (commentary on Ethics, 4.1). Dante gives little space to the usurers
themselves, but he does take time to describe the emblems on the pouches which
hang from their necks, the signs of their families and the only distinguishing
feature of these souls. The sin committed to aggrandize the family (the major
banking and trading operations were family companies) against the laws of God
and man is now the cause of public disgrace to the family.[47] The importance of
usury in Dante's world and the overlapping of usury and fraud, which Dante
suggests by having the pilgrim see the usurers in the shadow of the monster of
fraud, is discussed below in chapter six.
Gerione, the symbol of fraud, is the most striking of Dante's monsters, as
fraud is the most important of his sins. Gerione is a hybrid, but stranger than
those in the seventh circle (the centaurs and harpies) because it combines
several types of being, as fraud is made up of many kinds of action. Fraud
depends on trust, hence it has the face of a just man; it abuses positions of
power to prey on others (the hairy arms and paws suggest a lion); it offers
attractive but deceptive schemes (the body of a varicolored serpent), and it
destroys without warning (the poisonous tail of a scorpion).[48] One must not
only consciously give oneself over to it (as Dante and Virgil ride on its
back), but also actively seek it with the mind (they summon it with the corda);
and its flight carries them deep into Hell because this sin is far more evil
than the last. Fraud is the most social and the most socially destructive sin
of all in that it involves deceiving others, manipulating them or exploiting
their tendency to sin to one's own advantage and profit and frequently to the
harm of many innocent victims. Fraud expands the scope of evil by increasing
the number of actors and victims; it is a sin committed more against society
than against the individual. Dante sets it in a series of moats surrounding not
a castle, the center of a society, but a lake of ice, the denial of life,
because fraud destroys the trust on which human life--society--must be built.
[49] The antisociety of the eighth circle, the Malebolge ("sacks of evil" or
"evil sacks"), is based not on trust but on deception, not on the common good
but on the exploitation of the many for the profit of the few, not on justice
but on the abuse of the innocent, not on guidance to the good life but on
encouragement to evil.
Dante emphasizes the importance of fraud by dividing the eighth circle into
ten sections and devoting thirteen cantos to it, more than a third of the
entire cantica of Hell.[50] He arranges the ten sections so that they seem to be
distortions or intensi
fications of the larger categories of Hell's nine circles or the manipulation
of the impulse to those sins in others, the organizing of sin for profit:
| FRAUD, EIGHTH CIRCLE | CIRCLES OF HELL |
| 01 | panderers, seducers
| 02 | lust |
| 02 | flatterers | 03 | gluttony |
| 03 | simoniacs | 04 | avarice |
| 04 | false prophets | 04 | prodigality |
| 05 | barrators | 05 | wrath |
| 06 | hypocrites | 06 | heresy |
| 07 | thieves | 07 | violence |
| 08 | counsellors of fraud | 08 | fraud |
| 09 | disseminators of scandal, schism | 09 | treachery, betrayal |
| 10 | falsifiers (of elements, persons, coins, words) | 10 | Satan |
Seducers and panderers turn the lust of others to their gain; flatterers
indulge the gluttonous appetite of others for praise; simoniacs feed their own
greed for money on others' greed for position; false prophets squander their
gifts of divining to feed others' reckless desire to know the future. Barrators
attack the structure of the state, ultimately a self-destructive act, since the
state is an extension of the self, just as the wrathful vent their passions on
themselves when there is no other object to hand. Hypocrites deceive others
with a false appearance of piety, while heretics, who search for truth, accept
false beliefs; thieves take by stealth, the violent by force, both interfering
with the providential order; counsellors of fraud advise others to use fraud;
disseminators of scandal and schism advise others to treachery, the one case in
which the act itself is worse than the inducement to it. The last section has
no counterpart among the sins: if the falsifiers, who abuse all the essentials
of human existence, making both civilized life and salvation impossible, have
any counterpart, it can only be Satan, the perverse reflection of the creator
of those elements. The souls in the eighth circle prostitute every aspect of
human life, the body (sec. 1), the mind (2), God's gifts of the sacraments (3),
of prophecy (4), of government (5); they practice willful deception in politics
(secs. 6, 8, 9), commerce (7, 10), and religion (9).
Despite the attempts of the souls to order their "society" by the principles
of greed and self-aggrandizement, a certain justice does prevail; the deceiver
is deceived, the con man conned. The most striking example of this occurs
outside of Hell, but is described by a soul, Guido da Montefeltro, who was
seduced into devising yet another deception by Pope Boniface VIII. The great
counsellor of fraud is tricked by the master deceiver. Like the clever inventor
of the brass bull, mentioned in the same canto (27.7 ff.), who was his
machine's first victim, Guido becomes the victim of his own cleverness; as the
inventor did not consider that the cruelty of the tyrant for whom he made the
bull might be turned on him, so Guido does not think that a pope who can
deceive others on his advice could as easily deceive him. It is fitting, since
the fraudulent incite others to sin, that in Hell they should become the
objects of evil action, the perpetrators, so to speak, becoming the victims:
the panderers and seducers, who incited others to sexual acts, are goaded to
movement by the whips of devils;[51] flatterers squat in the excrement that they
metaphorically showered on others; simoniacs are buried in baptismal fonts, a
symbol of the source of eternal life which they stifled; the false prophets who
twisted divine truth are twisted in their bodies; devils abuse the barrators as
they abused the government; hypocrites literally bear the weight of their own
hypocrisy; thieves cannot control possession even of their own bodies;
counsellors of fraud who inflamed others with their tongues become tongues of
flame; disseminators of schism who severed the members of church and state are
continually severed in their bodily members; and falsifiers who corrupted the
elements of human life are corrupted, diseased, in their bodies and minds.
The punishments of the souls also recall actual contemporary punishments in
several instances, which reminds us once again that Hell is really an earthly
city or state. Certain types of criminals were walked around the city before
they were executed and whipped as they went, as the panderers and seducers are
(Davidsohn, Storia di Firenze 5.611); some lost limbs for encouraging seditions
(Davidsohn, 5.612), like the mutilated sinners in the ninth section. The
upside-down burial of the simoniac popes recollects the punishment of
assassins, buried alive upside down, as Dante himself notes (19.49-51); the
hoods the hypocrites wear are lead, like the coverings Frederick II had placed
on traitors before they were burnt, again noted by Dante (23.65-66). Other
details reinforce the sense of the contemporary city. The second section
provides the sight and odor of excrement, the first is densely populated, with
groups of sinners moving quickly in opposite directions, their movement
carefully ordered, as the Romans ordered their traffic during the Jubilee
(18.28 ff.).[52]
The crowds in the first section of the Malebolge also suggest the vast extent
of the sin, both of those who commit it and those who suffer from it. The
number of people involved in these sins as victims and as participants is a
significant factor in the social impact of fraud. Jason seduced and abandoned a
number of women, each of whom had already betrayed others, which suggests an
endless cycle of deception and revenge and numerous, sometimes innocent,
victims.[53] Victims are more and more obvious in the lower part of the circle:
whole nations, like the Jews, because of Caiaphas's hypocrisy (sec. 6), Troy,
because of the deceptions of Ulysses (8) and Sinon (10), and Islam, because of
the schism of Mohammed (9). Cities suffer from the activities of hypocrites (6)
and counterfeiters (10), the inhabitants of a castle from political deception
(8), and individuals from false accusations (7 and 10). Even Dante is briefly
caught up in the atmosphere of this circle and becomes its victim: Virgil,
thinking that Dante is trying to gauge the distance, or perhaps attempting to
direct Dante's attention to facts and away from temptation, gives him details
and tries to hurry him away from the ninth section. Dante's answer is unusually
aggressive: "If you'd known why I was looking, you might have let me stay,"
29.13-15. Whether or not Virgil read Dante's thoughts, as he usually can, he
has seen the person Dante was looking for, a cousin whose violent death is
still unavenged.[54] Virgil did not point him out, because, as reason, he must
guard Dante from the consequences of personal feuds. Dante missed his cousin
because he was so intent on another sinner, the political poet Bertran de Born;
thus the bad example of one political poet, Bertran, and the wisdom of another,
Virgil, prevent Dante from abusing his own gifts, from getting involved in a
feud that would have had serious political consequences. His concern with the
public, perhaps theoretical, aspect of the problem, represented by the two
poets, protects him from the private aspect, which could have had public
repercussions. Nonetheless, if only for a moment, the cousin has had the effect
he had in life, of dividing those who should be united. Again in the tenth
section, Dante is so fascinated by the exchange between two falsifiers, Virgil
has to rouse him quite sharply. This time, Dante has no excuse, only shame, but
that satisfies Virgil, so they leave the circle in harmony, reason in the good
man having overcome the threat of fraud, which is to draw others into sin. "The
same tongue first bit me," Dante comments, "and then gave me medicine" (31.1
and 3). This is the proper function of language and of poetry, to show what is
wrong and guide to what is right, and it contrasts sharply with the fraud of
the whole eighth circle.
There are many innocent victims of fraud because it is practiced by people
who
have official positions or functions, which they abuse to the harm of those who
must depend on them. Many of the categories of fraud involve advisors, a role
Dante was particularly concerned with since he cast himself in it: the
flatterers in section two are courtiers, companions, advisors, who should use
their access to lords and leaders to persuade them to right action, to correct
and stem their sinful desires, but who instead pander to their vanity.[55] The
false prophets in section four, instead of using their knowledge of the future
to correct and guide, as the prophets of the Old Testament attempted to do,
sell it to those who would use it for political advantage. Counsellors of fraud
(sec. 8) and disseminators of scandal (9) pervert their advisory functions
altogether by guiding to sinful action, which is harmful not only to the souls
of those who listen to them, but also to those against whom they act. Many of
these advisors are themselves public officials, as are most of the souls Dante
points out in the other sections: Venedico Caccianemico (sec. 1) was a podesta
of various cities; as well as a pimp for his sister; church officials as high
as popes practice simony (3); barratry (5) and hypocrisy (6) are the vices of
political officers; religious and political leaders engage in fraudulent
counsel and in scandal and schism (8, 9).
Because fraud is the core of the corrupt society in Dante's scheme, it is
appropriate to look at relevant details of various sections, following Dante's
order. He gives short shrift to the first two--pimps and flatterers--using them
primarily to set the atmosphere for the circle, the prostitution of body and
mind, the sordid traffic in what is essentially filth. The third section,
however, is one of major importance, because it involves the church at the
highest level, not only trafficking in the sacraments, but also interfering in
secular affairs. Prostitution and adultery figure largely in the imagery of
this section (canto 19), because the church used the language of marriage
widely in its political propaganda as well as in religious texts (see chapter
two). Dante speaks of simoniacs committing adultery for gold and silver (19.4),
of Boniface taking the lady church by fraud and then raping her (19.56-57); the
popes fulfill the prophecy of the whore who fornicates with kings in the
Apocalypse (19:106-08). The whore in the Bible stood for secular Rome, but then
the church became secular Rome with the Donation of Constantine, taking on its
corruption with the possession (19.115 If.).. The church now trades in the
"things of God" which were meant to be the "brides of goodness" (19.2-3); those
"things" are the sacraments and spiritual gifts, which the church should
administer freely to all.[56]
The simoniac popes are in their own holes, as the heretics are in their own
tombs, a connection that Benvenuto points out (2.48); they too have rejected
the faith, but with more farreaching effects. They are buried upside down as
they subverted their sacramental functions, the only sinners Dante sees in this
position; Jacopo notes that they are upside down because they were concerned
with things of the earth rather than of heaven (1.312). The position is not
only a striking indicment of their abuses, but also serves to connect them with
Satan, whom Dante sees upside down as he leaves Hell, suggesting that in
perverting the functions God gave them and in usurping others not meant for
them, they do the devil's work rather than God's.[57] Not only have they taken
to themselves what properly belongs to all men, and Nicholas admits to Dante
that he used the church to benefit his family, they also claim and use powers
that God gave to the empire. They usurp or interfere with secular authority:
Dante alludes to Nicholas's intrigues against Charles of Sicily (19.98-99),
which, as early commentators make clear, were believed to have led to the
carnage of the Sicilian Vespers;[58] he compares Clement's relations with the
French king to the story of Jason in 4 Maccabees (19.85-87); he may be
reminding the Florentines, in his remarks about the broken font, of the oath
they took to stand together for the city, which was undermined by the treachery
of the Blacks with the collusion of Pope Boniface VIII, as Noakes suggests; and
his use of the curious word zanca to describe the papal leg (19.45) is
probably, as Kaulbach argues, a reference to the slippers worn by the prefect
of the city of Rome in papal rituals, symbolizing a temporal power once vested
in the Roman consul, but taken over by the papacy. All we see of the popes in
this section are their legs, which have taken the place of the head by usurping
imperial power.
False prophets also abuse a divine gift that was intended to help mankind, of
foretelling the future, which they put to the selfish purposes of political
leaders or to their own profit. All the commentators make a distinction between
knowing the future through divine revelation, which may come either directly in
a vision or dream or through natural science, both of which are proper, and
knowing it through demons, who use it to destroy souls.[59] Prophets, like Dante
and Virgil, chosen to transmit the divine message, serve God and man, but they
were also believed by some to be sorcerers. At the heresy trial of Matteo
Visconti, a witness reported that Dante had been summoned by Matteo to practice
magic against the pope.[60] Therefore, Dante takes pains to establish exact
details in this canto in order to dissociate himself from the souls he sees,
and he has Virgil correct the story he told in the Aeneid about the founding of
Mantova and reprimand Dante sharply for showing sympathy to the sinners.
Prophets played an important role in political policy-making in Dante's time.
Rulers depended on their forecasts to make key decisions. Villani reports
several of the scholar Michel Scot's prophecies coming true much later, in 1328
when Can Grande took control of Padua (Istorie Fiorentine, 10.103), and in
1329, when he took Trevigi (10.139).[61] However, Villani also warns that not
all astrologers or their prophecies can be trusted, although the point of his
story seems to be rather that men may be misled by prophecies they do not fully
understand. He reports a prophecy that Henry of Luxembourg would advance to the
end of the world ("capo di mondo"), which was taken to mean that nothing could
stop him; events seemed to belie the apparent meaning until a local abbot told
them of a street named Capo di Mondo and they realized how badly they had
misinterpreted the prophecy (9.46). The problem with prophecy may lie as much
in the lords who rely on it as in the prophets; among those Dante mentions,
Michel Scot served as court astrologer to Frederick II, and Guido Bonatti was
astrologer to both Guido da Montefeltro and Ezzelino da Romano. Benvenuto notes
that Guido consulted Bonatti in all his actions (2.89). It is surely no
accident that Dante condemns these lords as well, Frederick for heresy, Guido
for counseling fraud, Ezzelino for tyranny. By serving them, the prophets used
their arts in the service of evil.
Barrators commit a much more direct political crime: they subvert government
from within. According to Aquinas, the purpose of government is to imitate God
in his goodness and in moving others to be good, but barrators not only fail to
move others towards good, they actively subvert government for private profit.
[62] They destroy the honor of their cities for money, Jacopo says (1.354). Dante
gives much attention to this sin, two full cantos, a treatment he accords only
two other sins in the Malebolge, because he is particularly concerned with the
proper function of government, and because he himself was accused of the crime.
The simile of shipbuilding and repairing in Venice, which begins canto 21,
suggests what government is meant to be, everyone engaged in a different
activity with a distinct purpose that serves the whole operation in order to
keep the ship of state functioning.[63] What barratry makes of government,
however, is a farce. The puns implicit in the word barrateria point up both the
serious and the game aspect of the evil. Nine lines after the first mention of
barratry in the poem, baratro occurs (11.69), meaning "the abyss," as if the
subversion of government were itself the equivalent of hell, which it helps to
produce on earth; baratta occurs in the cantos of barratry (21.63) as
"scuffle," "contest"; in other words, a competitive game. In life, barratry is
a game that you lose when you win, since to turn government, which is an
extension of the self, to selfish purposes subverts its real purpose and
therefore harms the self. In Hell, it is a game that has been lost before it is
begun: the souls cannot get away from the devils and the devils cannot get away
from them; they are unable to leave the section even to move into the next (see
23.55-57). Still they play: the souls trick the devils, the devils try to trick
them, and everyone ends up in the pitch. If the devils miss a crack at the
souls, they attack each other and have to be dragged out by their fellows'
hooks. There is little difference in this section between the sinners and the
devils; both play the same game to the same futile ends. The devil caught on
his own hook is simply an extension of the barrator's plight and a direct
result of their abuses; barratry sets up an endless cycle of corruption which
extends upwards and downwards in the echelons of government. As Benvenuto
points out, barratry is practiced at all levels of courts, from the greatest
minister to the least mercenary (2.97); the greater barrators flay the lesser,
the lesser sew strife among themselves (2.153); no lord can avoid their hidden
plots, even good lords are vulnerable (2.136-37); and barratry is so contagious
that if a saint entered a court and became involved in its functions, he would
become a barrator.
Barratry afflicts religious as well as lay courts; indeed Benvenuto tells a
story of his own experience at the papal court at Avignon, where the pope's
treasurers expected him to offer a bribe even though his cause was just
(2.118). Benvenuto claims that the best examples of barratry are to be found in
the pope's court (2.97). He identifies Dante's devils as important officials,
great masters of barratry or their ministers, presumably either lay or clerical
(2.101), and offers a lengthy analysis of their names, showing how they
illustrate different aspects of barratry (2.120-21).[64] I suggested in chapter
two that the devils might represent corrupt churchmen trying to manipulate the
politics of secular as well as of religious government; in any case, whether
priests or laymen, Dante's message is that barrators will eventually be caught
and hooked on their own intrigues. His devils are, incidentally, black (21.29
and 23.131), as the souls must also be since they are submerged in pitch, which
may well suggest the Black Guelphs, the church party and Dante's enemies. It
was the Black Guelphs, supported by the church, who falsely accused and
sentenced Dante, effectively exiling him from the city.[65]
Dante exonerates himself from the charges of false prophecy and barratry by
his treatment of the sins; but this is not the case in hypocrisy. He seems to
admit some slight guilt here by the precipitousness of his fall into the sixth
ditch and the difficulty of his climb out of it. One can only assume that he
adopted some self-righteous posture when he went into exile, perhaps during his
brief and unhappy political association with other exiled Whites, to which
Cacciaguida refers (Pr. 17.61-65). Hypocrisy is commonly associated with false
piety, but it can also have far-reaching political effects, and that is the
aspect Dante concentrates on. Among the souls he presents, Caiaphas is one
whose hypocrisy brings suffering on an entire nation. Ironically, he advised
the Pharisees to make one man suffer rather than the whole people (Hell
23.116-17), and that was the "seed of evil for the Jewish people" (23.123: "fu
per li Giudei mala sementa"). He now lies crucified on the ground where all the
hypocrites must pass over him, that is, he bears the full weight of the world's
hypocrisy, as Christ in his crucifixion bore the full weight of the world's
sin. The two Frati Gaudenti Dante speaks to in this canto were sent to Florence
to keep the peace; of opposing parties, they were elected to serve together as
one podesta for the city but actually worked as one for the pope, and instead
of reconciling the two sides, they favored the Guelphs at great cost to the
Ghibellines. The signs of the destruction wreaked on Ghibelline property could
still be seen by Dante's audience (23.108). Benvenuto notes in his commentary
that Frati Gaudenti sinned in both hypocrisy and barratry, since they were
corrupted by the Guelphs, and that Dante quite properly places these hypocrites
next to the barrators (2.178). Villani says they worked together under cover of
false hypocrisy ("sotto coverta di falsa ipocrisia") more for their own gain
than for the common good (Istorie Fiorentine, 7.13). Guido comments that they
did the devil's work in the guise of holiness, "sub specie sanctitatis opus
diabolicum perpetrarunt" (445). Religious orders are particularly susceptible
to this sin because of their ascetic dress and customs, which is why all the
hypocrites except Caiaphas wear robes cut in the Cluny fashion, with an
abundance of material. Since these robes, however, are gilded lead, they pay
for that extravagance with added pain. Dante emphasizes the weight of the
cloaks by comparison with the lead coverings in which Frederick II burned
traitors, a reference that underscores the political aspect of the sin.
Theft is also a special category for the poet, who devotes two cantos to it,
but not because he was directly connected with the sin. Theft shakes the
stability of a society by defying and complicating recognized rights of
possession;[66] Guido comments that thieves introduce moral poison into society,
that stealing what belongs to another corrupts and dissolves human fellowship
(451). Because thieves refuse to recognize ownership in others, they lose all
claim to it themselves, even to the possession of their own identities. Their
punishment is to lose their bodies at random; they never know when they will be
attacked, and, worse still, they cannot tell whether the snakes that threaten
them are really their friends suffering similar metamorphoses. They suffer the
effects of a society in which trust among men has been destroyed. The
metamorphoses here are not really changes so much as a revelation of the truth
within, which is that the thief reduces himself to the lowest form of animal
life.[67]
Through the first thief, Vanni Fucci, Dante reveals several facets of the
sin:
that it is sacrilege (he steals sacred objects and defies God in a gesture
which Dante connects with Capaneo's blasphemy, 25.14-15, as theft itself defies
the divine order in the disposition of goods); that it harms the innocent
victim (Vanni mentions that another was accused of the crime, and, according to
Benvenuto, he was subsequently hanged for it, 2.217 ff.); that it can be
committed by cities as well as by individuals. Like Farinata, a Ghibelline who
prophesied trouble to the Guelph Dante, Vanni, the Black Guelph, prophesies
trouble for the White Dante; but as he describes the events--the exile of
Blacks from Pistoia and of Whites from Florence--the cities seem to undergo
metamorphoses like the souls, so we come to see them as thieves: "Pistoia first
strips herself of Blacks, then Florence renews her people" (24.143-44; cf.
25.10 ff.: "Ah, Pistoia, why do you not turn yourself to ashes?"). In
Purgatory, 6.145-47, Dante comments on the frequency with which Florence
changes and renews its laws, money, customs, and members, which Benvenuto
echoes in his commentary on theft, saying the thief forecast the mutationem of
his city (2.189). Since cities confiscated the personal property of their
political exiles, it is not difficult to picture them as thieves.
One of the thieves named in this section, Agnolo, is identified as a
Brunelleschi by the early commentators; his family had been Ghibelline, but
turned Guelph, and Agnolo himself began as a White and became a Black, a
stunning example of political metamorphosis for personal advantage.[68] Agnolo
is also a member of a large commercial family, as are most of those mentioned
in this section. This, together with the space Dante allots theft, suggests
that the poet may also be concerned with a more subtle, more extensive kind of
theft, the kind that is accomplished in commerce, particularly through
fradulent contracts and sales (see below, chapter six).
Dante is emotionally detached from this sin to the extent that he can take
pride in his virtuosity while describing it, comparing himself favorably with
Lucan and Ovid. But the same is not true of the counseling of fraud.[69] To
describe what he sees, Dante must "rein in his wit more than usual, so that it
does not run where virtue does not guide it" (26.21-22). He is ostensibly
speaking of his poetry, but he is also aware of his own temptation here--how
could a political exile who had been so involved with the plight of his city
not be tempted at some point to counsel deception in order to change the
situation? Dante stretches so far to see into the ditch, he reports, that had
he not seized a rock, he would have fallen into the flames (26.43-45). The
danger is intellectual arrogance, pride and excessive confidence in one's
cleverness, as Ulysses and Guido da Montefeltro amply illustrate. Dante must
have had the opportunity and, so he suggests, the inclination to counsel fraud,
but he rejects the Ulysses model for Aeneas, choosing the dutiful wanderer who
obeys the Gods and serves the providential destiny of empire over the clever
wanderer who pursues his own interests outside the bounds of civilized life.
[70]
Pride in his own powers and accomplishments is what dominates the figure of
Ulysses in the tradition Dante drew on: his cry to the Cyclops is almost fatal
to his ship (Ovid, Metamorphoses, 14); in his debate with Ajax he boasts of his
deeds, all feats of persuasion or guile, and gloats that as Ajax is body, he is
mind (Metamorphoses, 13). From the Trojan point of view, Ulysses is treacherous
(cf. Aeneid 2, Sinon's story, and 3, the Trojan curse on Ulysses' land). There
is a more sympathetic tradition of Ulysses, the wise man who triumphs over
passion and adversity, in Apuleius, Cicero, and Horace, but that view is not
reflected in the Comedy. The selfish desire to increase his own knowledge when
it can serve no social purpose moves Ulysses to abandon all his social
responsibilities, public and private, to abandon his father, his son, and his
wife, to leave his land without its lord, all to experience "human vice and
valor," in a "land without people" (26.99,117) at an age when men are supposed
to share the fruits of their experience with others, as Dante asserts in the
Convivio. What is the point of more experience now except to indulge his
curiosity? Dante believes in the tremendous desire to know, as he reveals in
the Convivio, but knowledge must serve a purpose, religious or social or both.
Ulysses pursues knowledge that serves neither, so instead of guiding his
country to virtue, he leads his boatload of old and tired followers to
destruction in sight of the mountain of Purgatory. It is the highest mountain
ever seen (26.133-35), an achievement he still takes pride in, but it can only
be reached in humility and awareness of sin. What is punished in his flame is
pride of intellect that has been turned to antisocial purposes, first to the
deception of others on a grand scale and then to rejection of duty to family
and homeland.
Guido da Montefeltro also has enormous pride of intellect and accomplishment:
" I knew all the maneuvers and secret ways and practiced them so well that the
report reached the ends of the earth" (27.76-78). But he also turns his gifts
to the wrong purposes. After a successful military career, he retired late in
life (at the age when "one should draw in the sails" (27.81), he says, showing
that he meant to avoid Ulysses' error) to repent his sins in a monastery, but
he could not resist the temptation to do once more what he did so well. He is
so sure of himself that he cannot imagine himself being fooled, and yet,
because he is so eager to exercise his ability, he allows himself to be duped
and destroyed. He blames the pope for luring him out of the cloister, saying
his plan for salvation would otherwise have worked. But he knew all along what
sort the pope was (27.85-99); he knew he was making war not on infidels but on
Christians, and right at Rome, that he had no respect for his office or sacred
orders or vows, that he suffered a "proud fever," and his words were "drunken."
The rhyme words lebbre, febbre, ebbre ("leprosy," "fever," "drunken") emphasize
the corrupt, diseased nature of his thought. Guido had ample reason to distrust
the pope, having engaged in battles against the church all his life (according
to the Ottimo, 1.462). The early commentators on this passage mince no words
about Boniface, Pietro calling him "the prince of hypocritical clerics" (240),
Guido da Pisa, "depraved by a perverted conscience and exalted by arrogant
pride" (559), and Benvenuto "a great tyrant among priests" (2.298). Boniface
acts here as a tyrant, and men do not have to obey tyrants, particularly in
sinful acts; Pietro says the pope ought not to have ordered Guido to sin nor he
to do it, noting that even the pope is subject to divine law (241). Romagna has
always been plagued with tyrants and their wars, Dante says, and the
commentators support him (the Ottimo, 1.461, Benvenuto, 2.305), laying much of
the blame on the greed and intrigues of the popes. The Ottimo comments that
canto 26 deals with the deceptions of laymen, canto 27 is concerned with the
deceptions of the clergy (1.457). It is, of course, precisely what Guido
advises the pope to do to his enemy--make a promise he will not keep-- that the
pope does to him, and, like the inventor who was burned in his own machine, it
is only just that Guido should be so deceived.[71]
The lesson here is for those who give aid and counsel to tyrants, that they
cannot protect themselves. But this is not a simple case of the deceiver
deceived; Guido's advice enabled the pope to take the enemy stronghold, which
he then destroyed. For that destruction Guido must bear some responsibility,
just as Ulysses bears responsibility for the consequences of his cleverness.
According to Dante's Virgil, Ulysses suffers in the flame because of the wooden
horse, the betrayal of Achilles, and the theft of the Palladium (26.58-63),
deeds that deceived and finally destroyed a nation, betrayed a friend, and
desecrated a temple. Ironically, the horse, as Virgil points out, was the gate
from which the noble seed of the Romans issued (26.59-60), who were to eclipse
the Greeks, making the victory Ulysses takes pride in a temporary one and
making him an instrument of his enemies' triumphant destiny. The social
consequences of the kind of deception Guido and Ulysses advise cannot be
calculated or controlled by the counsellor, however clever he is, but his guilt
must be determined on the basis of those consequences. One modern scholar
suggests a connection between the wooden horse at Troy and the secret reentry
of Corso Donati's forces into Florence with the collusion of Boniface and
Charles of Valois; he also notes that it was the taking of the Colonna
stronghold, which Guido advises, that removed the last serious enemy to
Boniface's legitimacy.[72]
That Dante intends Florence to see an immediate threat to itself from
deceptive political practices is evident from the beginning of the section,
when the poet connects the divided flames of the souls with the funeral pyre of
Eteocles and Polynices, the brothers who caused the war at Thebes by greed,
deception, and betrayal. The flame of their pyre divided because even after
death their hatred was intense, a fit symbol of the struggles that now divide
Italian cities. Dante forecasts similar trouble for Florence from Prato,
assumed by early commentators to be a reference to the neighboring city,
Florence's daughter, which wants her to fall because of her iniquity or out of
envy of her wealth and power (Guido, 517, the Ottimo, 1.442, Benvenuto, 2.261).
Benvenuto also identifies Prato with the cardinal, Niccola da Prato, who was
sent to Florence in 1303 to reconcile warring factions; he failed and laid the
city under interdict, after which there were various disasters, including civil
war and fire (2.262-63). Pietro mentions the destruction of cities by fire in
connection with the flame of the souls, saying that a city can be destroyed by
one word, or one counsel, as it can be by fire (231).
The effects of evil counsel in the ninth section of fraud are even more
direct
and widespread: divisions in church and state. The enormity and horror of the
sin is suggested by Dante's allusions at the beginning of the canto to the
suffering in wars.[73] Those who cause them, like the souls in the previous
canto, take pride in their accomplishments, but they acted not simply out of
pride, but out of calculated malice. These souls are eager to identify
themselves and their actions to Dante. The poet Bertran de Born, the supreme
Provencal poet of war,[74] and Mohammed, the greatest schismatic in Christendom,
according to popular belief,[75] define the sin and the simple, straightforward
justice of its punishment: as they severed the body of human institutions, so
their bodies are now hacked apart by a devil's sword:
MOHAMMED:
seminator di scandalo e di scisma
fuor vivi, e pero son fessi cosi
disseminators of scandal and schism
they were in life, therefore they are so rent.
(28.35-36)
BERTRAN:
Perch'io parti' cosi giunte persone
partito porto il mio cerebro,lasso!
dal suo principio ch'e in questo troncone.
Cosi s'osserva in me lo contrapasso.
Because I separated persons so joined,
I carry my brain separated, alas!
from its source, which is in this trunk.
So one can see in me the retribution.
(28.139-42)
The souls Dante meets in this section, which is concerned with serious
divisions in the major institutions ordained for life on earth, represent all
those most responsible for guiding men in that life, religious leaders,
political figures, and poets. It includes Mohammed, who supposedly split the
Moslems off from Christianity, and his son-in-law, who continues the work by
creating sects within Islam; Curio, who encouraged Caesar to cross the Rubicon,
splitting republican Rome and causing civil war, which Dante sees as a crime
against the official government, even though it led to the empire; Mosca, who
instigated the murder that began the Guelph-Ghibelline feud in Florence, about
whom Dante had asked Ciacco in canto 6; and Pier da Medicina, who fomented
discord among nobles from which he reaped the benefits, who now warns
truthfully of betrayal and murder, too late to be of any use, but not too late
to incite to revenge. The single poet is Bertran de Born, who not only
encouraged nobles to fight wherever he could, for self-serving reasons, but
also incited members of Henry II's family against each other and their father.
He is proud of what he did, comparing himself favorably with the biblical
Achitophel and boasting of his wounds. Because he so severely failed in the
poet's responsibility to guide men and betrayed his gift of language, he now
carries his head in his hand like a lantern, which lights the way for no one;
in contrast, Statius will describe Virgil as holding a light behind to help
others see (Pg. 22.68-69). Dante admired Bertran's talent, praising his poetry
in the Convivio and De vulgari eloquentia, but must condemn him here because of
the political consequences of his words, and because he, who could use his
poetic gift to the same ends, must dissociate himself from such examples.
Throughout the circle of fraud, Dante presents souls who undermined the
institutions of church and state by destroying the trust and denying the love
and justice on which they must be based. In the tenth and final section of
fraud, he groups those who falsify the basic elements of social and political
life: alchemists, who change the natural elements of the universe;
impersonators, who take on the identity of others; counterfeiters and liars,
who falsify the fundamental elements of exchange and communication--coins and
words. Counterfeiting is even worse than tampering with the elements, because
it threatens political stability directly.[76] The last scene in the circle of
fraud is, fittingly, a violent exchange of fists and words between the liar,
Sinon, whose false words helped to destroy Troy, the future Rome, and the
counterfeiter, Adam, whose fake florins caused severe economic and political
problems for Florence, the would-be Rome.
Fraud is the most complex circle of Hell in its structure and substance, the
deception and manipulation of others in a variety of ways. But the last circle
of Hell, treachery, is a far worse sin because of the objects of deception,
those to whom one is bound by special ties, although it is much simpler in its
conception. It is one sin, divided according to the relation between the sinner
and his victim, a sin of conscious commitment in a much more intense way than
any of the others because here one must not only conceive the betrayal, one
must decide to deny the special loyalty that binds one to the object. There are
four categories of traitors: betrayers of family, of nation, of guest, and of
benefactor, all special bonds on which the stability of any society must
depend. The Ottimo calls benefactors "those who give being as to worldly
status" (1.530), a kind of surrogate parent. For contemporary readers,
benefactor seems to mean "lord," dominus, a political more than a personal
connection (Guido, 676, Benvenuto, 2.489, and the Ottimo, 1.545, who says that
both the last sections of Hell involve the breaking of the dominicale fidanza
that a lord has in his subjects). One might expect either betrayal of family,
because it is the archetypal sin against another, or betrayal of nation,
because of the number of victims, to be the worst, but instead it is the
betrayal of an obligation one has willingly assumed, a breaking of an implicit
contract, on one side to protect, on the other to be grateful. These relations
are the quintessential social relations and cannot be denied without destroying
society itself.
There are political overtones in all the regions of the ninth circle: several
of the souls in the first section, Caina, murdered their relatives to take over
their lands and powers; the second section, Antenora, is made up entirely of
political traitors;[77] Tolomea is named for and inhabited by souls who betrayed
guests for political reasons; and of the three souls in the Giudecca, two
assassinated the first Roman emperor. Antenora is named for the Trojan who,
like Ulysses, was involved in the theft of the Palladium and the deception of
the wooden horse, but against his own country; in it, Dante encounters a
traitor to Florence, involved in the shameful defeat at Montaperti, and pulls
his hair out, participating not only as an offended Florentine, but also as an
instrument of divine vengeance.[78] Tolomea is so named either for the son of
the high priest in 1 Maccabees 16, who killed his guest, a public official
traveling to keep the country in order, or for the king of Egypt, brother of
Cleopatra, who had Pompey killed, or for both; this name has meaning for the
histories of both chosen nations, Rome and Israel. Perhaps implicit in the
ambiguity of the name is the confusion between church and state, the
interference of the church in secular affairs, which so troubles Dante in his
own period, and which is reflected in the presence of the archbishop Ruggieri
and of Fra Alberigo in this section. The souls here are those who have killed
their guests (one cannot overstress the sanctity of hospitality in the Middle
Ages), but the deed is particularly offensive to Dante when the motivation is
political, as it is in every case he mentions. Indeed, Dante is moved by the
souls he sees not to sympathy for them but to attacks on their cities, Pisa in
33.[79] and the Genovese in 33.151, as if the whole city were tainted by the
sin.
The impulse to betray is so strong that it continues even in Hell; there is
always one who will name his "brothers," and Dante quickly learns to play them
against each other in order to find out what he wants to know, to betray in his
turn. This is, of course, the fruit of betrayal: it draws others into the sin
so that, almost inevitably, the betrayer is betrayed. When the Florentine
traitor refuses to give his name, another soul identifies him; the first, in
fury, names not only the one who gave him away, but a host of others, as if
their shame somehow lessened his. One soul gnaws on the skull of his enemy,
the-hatred so strong that it impels him to devour even what has no substance.
79 Dante goes out of his way to shock the audience with the last souls he sees
before he reaches Satan, because he wants to impress on us the lessons he draws
from them: Ugolino gnaws on Ruggieri's skull, Fra Alberigo is in Hell although
his body is still alive on earth. Ugolino's story, the last extended comment by
a soul in Hell, is reminiscent in many ways of the first told by Francesca in
canto 5.[80] By the echoes in these two stories from the beginning and end of Hell, Dante is saying that the selfish
impulse which moves all sinners, the satisfaction of the sinner's desires with
no thought to the consequences for anyone else, is the same. It is destructive
to the self and to others, whether it consumes them literally, as in Ugolino's
case, or figuratively, as in Francesca's; it is passion which devours them and
their partners, who are also their victims. Sin is finally, after all the
intricate distinctions Dante has made through the cantica, selfishness, the
indulgence of the self at the expense of all other obligations, and therefore,
by definition, antisocial. That is why it is possible to consider, even for a
moment, that Ugolino may have tried to feed on his sons. Dante's view of
treachery is that a man who can commit it is no longer human. Ugolino says he
could not weep when he found himself locked in the tower because he had turned
to stone inside (33.49), but he was stone long before, when he committed his
own acts of betrayal, a point Dante makes most forcefully through Fra Alberigo.
His soul is in Hell, but his body remains on earth, inhabited by a demon, a
particular "vantaggio," "privilege," of this section: as soon as an act of
treachery is committed against a guest, the soul goes to Hell. In other words,
the soul that commits such an act is already damned, incapable of moral
judgment as it is incapable of feeling. Dante is making a startling point about
this kind of treachery;[81] but he is also calling attention to the main lesson
of this cantica, that we create hell by allowing ourselves to be dominated by
these impulses. Once we give in to them, our feelings are dead; the lake of the
heart becomes the frozen lake of Cocytus, with pure evil--Satan--at its core.
Around the outer limits of the ninth circle stand four giants who, at a
distance, appear to Dante to be towers. Dante's first view of the city of Dis,
as of any medieval city, was its towers; here at its center we see the corrupt
city for what it really is, not a city at all, but an anarchic mass, devoid of
all human feeling, frozen in a lake of ice, guarded by naked, mostly mindless
force.[82] Perhaps because they are seen as towers, the giants are meant to
suggest the pride of the magnates. Benvenuto says that a high tower figures
pride, that the giants are proud rulers who presume against God and subject men
to their own will, mentioning in this connection that the giant at the end of
Purgatory represents the king of France (2.457-58). Pietro suggests that the
giants signify earthly powers, bound and reduced to impotence by God (263). The
first giant Dante sees here is Nembrot, who built the tower of Babel to reach
heaven, leading to the confusion of tongues, the destruction of communication
among different peoples; his pride harmed not only his own, but all peoples.
The rest are classical figures who were involved in rebellion against the gods,
and Antaeus, who fought the Christ figure, Hercules. With the giants around the
edge and Satan at the center of the circle, it is rebellion against the highest
ruler, God, and betrayal of the Creator that dominates the circle, the ultimate
treachery and the supreme arrogance committed by the highest classes of
creature, angels and giants, those just beneath the divine in the hierarchy.
At the center of the corrupt city, Dante sees its lord literally consuming
his
subjects, but otherwise impotent, imprisoned in the corruption he has helped create.[83] The Satan Dante sees is a perverted
reflection of the God he aspired to be, three heads, with the three traitors in
his mouths. All of them betrayed their greatest benefactor, and all of them
betrayed God, either in himself, as Satan did, in his human form (Christ), as
Judas did, or in his vicar (the emperor), as Brutus and Cassius did. Brutus and
Cassius had both fought with Pompey on the side of the Roman republic; both had
been pardoned by Caesar and given high office, which they accepted, and yet
they plotted and carried out his murder. Dante makes an important distinction
between Cato, whom he places in Purgatory because he fought Caesar as an enemy
of the Roman state but remained true to his principles, and Brutus and Cassius,
who changed sides and whose allegiance should have been to the empire once it
was established as well as to the emperor who had befriended them. The objects
of betrayal in the final section of Hell are universal benefactors: God, who
bestowed creation on all creatures, Christ, who died to redeem mankind, and the
founder of the empire, which exists to restore mankind to paradise. In sinning
against any of them, the implication is, we commit the worst of all sins and
ultimately betray ourselves.
Dante shows, through the cantica of Hell, that we choose in our acts to
inhabit the city of Hell, to turn our own city into Hell. He reminds us that
Hell is a city as he enters the last circle, when he asks the muses to aid him,
as they aided Amphyon to enclose Thebes (32.11), an allusion to the creation of
a city by eloquence.[84] Dante has also created such a city, modeled on his own
city, Florence, which, like Thebes, is destroying itself by its selfishness and
total lack of moral order. Benvenuto goes into lengthy detail towards the end
of his commentary on Hell to show the reader how the city of Hell reflects the
earthly city:
Considera ergo quod sicut imperator, rex vel dominus stat in medio civitatis,
ita Lucifer stat in centro istius civitatis; et sicut apud regem stant nobiles
et magnates, qui sunt sibi magis familiares et amici, ita de prope Luciferum
stant isti proditores sub umbra alarum eius; et sicut circa palatium, ad portas
et in platea stant custodes, ita hic in circuitu circa lacum stant gigantes
magni et fortes, tamquam satellites et stipatores deputati ad custodiam tanti
regis, per quorum manus omnes transeunt ad curiam eius. Et sicut postea in tota
terra per diversos vicos et contratas stant cives, mercatores et artistae, ita
in tota ista civitate sunt fraudulenti et violenti per diversas bulgias et
circulos; quia in omni contrata inveniuntur diversae fraudes mercatorum et
artistarum, et ita diversae violentiae divitum et nobilium, qui nituntur
suppeditare alios quantum possunt; et sicut in suburbiis civitatis stant
rustici, viles et incogniti, ita hic extra civitatem fortem et muratam stant
incontinentes; et sicut communiter extra civitatem est flumen per quod
transitur ad civitatem, ita hic est Acheron magnus fluvius per quem transitur
ad istam civitatem maximam omnium, quae continet in se magnam partem civium
omnium civitatum mundi. Et sicut longe a civitate stant strenui et bellatores
in campis qui gerunt bella, et philosophi et heremitae qui speculantur in
solitudine; ita hic in campo herboso et amoeno stant viri illustres, philosophi
et poetae separati ab omni turba confusa aliorum gloriosi . . .
Consider that,
just as an emperor, king, or lord is at the middle of his city, so Lucifer is
at the center of this city; and just as there are nobles and magnates with the
king, who are his servants and friends, so near Lucifer are the traitors,
beneath the shadow of his wings; and as at the gates and in the courtyard of
the palace there are guards, so here around the lake are great and strong
giants, like attendants assigned to care for the king, through whose hands all
must pass to enter his court. And just as in the whole land, in different
villages and towns, there are citizens, merchants, artisans, so in this whole
city, there are the fraudulent and violent in different sections and circles;
for in every town different frauds of merchants and artisans are found, just so
different kinds of violence by the rich and noble, who strive to be supplied by
others as much as they can; and just as in the suburbs of cities there are
peasants, common and unknown, so here outside the strong walled city are the
incontinent; and as there is usually a river outside the city by which one
crosses into the city, so here is the great river Acheron by which one crosses
to this greatest city of all which contains in itself the great part of the
citizens of all the cities of the world. And just as the strong warriors who
wage war in the fields, and philosophers and hermits who speculate in solitude
are far from the city, so here in the lovely green field are the illustrious
men, glorious philosophers and poets.... (2.56162)
The political side of Dante's message was clearly not foreign to contemporary
readers. But the message of Hell is not unrelievedly negative. At the end,
Dante tells us that Satan's fall caused the mountain of Purgatory to rise on
the other side of the earth; that is, he helped establish the place of man's
restoration even before he tempted man to fall. Just as his body provides Dante
and Virgil the means of beginning their climb out of Hell, so his fall provides
for mankind the place to climb from the sinful state to salvation.[85] The
knowledge of evil in the self and the state, which Dante has described in such
detail in Hell, should provide the means to begin the move towards a new self
and a new society, which Dante begins in Purgatory and completes in Paradise.
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